Mitigating Risks
As a dedicated financial professional, you guide clients towards achieving their financial goals. But the financial services industry comes with inherent risks. Standard business insurance may not provide sufficient protection for the specific challenges you face.
Protect yourself, your firm, and your clients' financial well-being with comprehensive insurance designed for the dynamic world of finance.
Errors & Omissions (E&O)
This vital coverage protects your business from claims of negligence if your financial advice or investment recommendations cause a client financial losses (e.g., unsuitable investment advice, missed investment opportunities).
Employment Practices Liability
This crucial coverage protects your company from lawsuits alleging discrimination, wrongful termination, harassment, or other employee rights violations.
Fiduciary Liability
Provides financial security in case of claims alleging mismanagement of client funds or assets entrusted to your care.
Cyber Liability
Financial data is a prime target for cyberattacks. This coverage helps your company recover financially if client information is compromised due to a data breach.
Tailored to You
At CIA, we understand financial professionals specialize in various areas. We offer a variety of insurance solutions to cater to your specific service offerings.
Advisors and Wealth Managers
Protect your business focused on personalized financial planning, investment recommendations, and portfolio management. Robust E&O and Fiduciary coverage is crucial for your practice.
Loan Officers and Mortgage Brokers
Secure comprehensive coverage for your role in facilitating loan approvals and navigating the mortgage process. This may involve additional considerations for regulatory compliance.
Insurance Brokers
Guard against claims of negligence if your insurance recommendations fail to meet a client's specific needs. E&O insurance provides peace of mind, allowing you to focus on client protection.
Why Partner With Us?
Building a successful financial practice requires a strong foundation. Here's why CIA is your perfect insurance partner.
Industry-Specific Expertise
Our team has a deep understanding of the legal and financial challenges faced by financial professionals. We can advise you on specific coverages, regulatory considerations, and risk mitigation strategies relevant to your financial niche.
Compliance Resources
We offer valuable resources and guidance on staying up-to-date with evolving financial regulations and best practices to minimize legal risks.
Scalable Coverage Options
We can create a customized insurance plan that grows with your financial firm, adapting to your expanding client base and potential need for additional services.
Dedicated Client Support
Our agents are always available to answer your questions, address concerns, and guide you through the claims process if necessary.
